Regulatory Readiness Audit
A hands-on review of your licensing file, control evidence, and policy pack before you sit across from a supervisor or investor counsel.
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Audits sized to the milestone ahead
Each engagement is a defined fieldwork period with a written findings memo. Choose a full readiness review or a focused control-family audit.
Transaction Monitoring Controls Review
We sample alerts, re-perform rule logic against known scenarios, and assess whether case notes would stand up in a supervisory file review.
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Customer Due Diligence File Audit
A structured sample of onboarding and refresh files to check identity evidence, risk rating rationale, and beneficial ownership trails.
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Investor Diligence Controls Pack
We help assemble and stress-test the controls narrative investors ask for — policies, metrics, incidents, and remediation evidence — without dressing it up as marketing.
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